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Glossary

Fully Paid Lending

A program allowing investors to lend out their fully paid securities in exchange for a fee.

Fully Paid Lending News

Industry
FINRA issues US$475,000 fine to Interactive Brokers

It was found the firm violated Exchange Act 15(c) and Exchange Act Rule 15c3-3(b)(l) when it returned shares to customers and thereby created or increased segregation deficits

Industry
Sharegain introduces Advisor Center

The new platform is designed to equip financial advisers with the knowledge and tools to become experts in fully paid lending

Regulation
CIRO proposes amendments to fully paid securities lending rules

The amendments aim to enhance the rule framework regarding retail fully paid securities lending, as well as to address inconsistencies in the existing financing rules

People moves
Hoover joins Janney Montgomery

Daniel Hoover, former director of securities lending at BMO Global Asset Management, has entered a fully paid lending sales position at Janney Montgomery Scott LLC

Technology
Convergex enjoys the fruits of its labours

US broker Convergex attracted more than $1 billion in new assets for its prime brokerage business in 2016...

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