Regulation news

Leading the Way

Global 利卯郭肱 Finance News and Commentary

ISDA Digital Regulatory Reporting takes effect in Australia and Singapore

21 October 2024 Australia, Singapore
Reporter: Daniel Tison

The updated regulations aim to enhance transparency and oversight in OTC derivatives markets in Singapore and Australia

Thailand to increase brokerage violation fines

21 October 2024 Thailand
Reporter: Daniel Tison

The fine penalty against naked short selling and failed margin calls will triple from 1 November

India rolls out direct payout system for securities transactions

09 October 2024 India
Reporter: Daniel Tison

This will eliminate brokers�� role in the settlement process of securities lending and borrowing from January 2025

Thailand proposes changes to securities trading regulations

08 October 2024 Thailand
Reporter: Daniel Tison

ESMA consults on regulatory technical standards revision

03 October 2024 EU
Reporter: Daniel Tison

UK EMIR reporting regime comes into force

30 September 2024 UK
Reporter: Daniel Tison

All newly entered or modified derivative trades at both trade and position levels need to comply with the new requirements

South Korea proposes changes to short selling regulations

27 September 2024 South Korea
Reporter: Daniel Tison

The revised bill aims to enhance regulations on short selling and is scheduled to lift the ban on short selling by the end of March 2025

ECMS postponed until 2025

26 September 2024 Europe
Reporter: Daniel Tison

The ECB��s Market Infrastructure Board requires additional time to achieve ��sufficient readiness for a smooth go-live��

SEC charges New York investment advisor with short selling violations

19 September 2024 US
Reporter: Carmella Haswell

Gates Capital Management will pay disgorgement of US$432,564, prejudgment interest of US$5,445, and a civil penalty of US$57,615

Leading the Way

Global 利卯郭肱 Finance News and Commentary