Regulation news

Leading the Way

Global 利卯郭肱 Finance News and Commentary

ESAs to recruit Heads of Unit for DORA team

20 December 2024 Europe
Reporter: Carmella Haswell

The heads of unit, serving the Joint Oversight team, will be assigned to each ESA

Trade associations call on EU to extend UK CCPs equivalence

13 December 2024 EU
Reporter: Daniel Tison

This follows the recent publication of EMIR 3.0 in the Official Journal of the EU, which comes into force on 24 December

Turkey lifts ban on short selling

09 December 2024 Turkey
Reporter: Carmella Haswell

The recent decision will affect shares included in the BIST-50 index

EACH calls for regulatory stability in new manifesto

04 December 2024 Belgium
Reporter: Daniel Tison

Kaizen partners with RegGenome to expand content on Single Rulebook

03 December 2024 UK
Reporter: Daniel Tison

ECB phases out crisis-era measures for Eurosystem collateral framework

02 December 2024 EU
Reporter: Daniel Tison

Certain temporary asset types will no longer qualify as eligible collateral, while new asset types will be added to the general collateral framework

FSCA licences Strate as trade repository

29 November 2024 South Africa
Reporter: Daniel Tison

South Africa��s central securities depository and central collateral platform can now collect and maintain records of trades

SEC charges FiveT Capital with violation of trading rule

28 November 2024 US
Reporter: Daniel Tison

Switzerland-based investment adviser violated Rule 105 by buying stock for clients after selling short the same stock during a restricted period

FINRA proposes admin and subscription fees for SLATE

27 November 2024 US
Reporter: Daniel Tison

If approved, the proposed Rule 7720 will introduce fees for reporting securities loans, alongside tailored subscription fees

Leading the Way

Global 利卯郭肱 Finance News and Commentary