OCC promotes Jennifer Baum
30 June 2020 Chicago
Image: YanLev/Shutterstock.com
The Options Clearing Corporation (OCC) has promoted Jennifer Baum from first vice president of regulatory and compliance to senior vice president and chief compliance officer.
Replacing Joe Adamczyk, Baum will also serve as a member of OCC鈥檚 management committee.
Before joining OCC in 2017, Baum held the position of chief compliance officer at Dorman Trading, and managing director of the investigations department of the Chicago Board of Trade.
John Davidson, CEO of OCC, comments: 鈥淪ince joining OCC, Jennifer Baum has worked alongside Joe Adamczyk in transforming OCC鈥檚 compliance department into one of the key elements of our second line of defence.
"She and her team built out the compliance advisory function to strengthen the working relationship between compliance and team members. This promotion is recognition of the performance she has brought to OCC in this role.鈥�
Scot Warren, chief operating officer at OCC, adds: 鈥淏aum has been a key contributor to our efforts to strengthen OCC鈥檚 compliance posture, including enhancing our findings management process to generate more timely and effective remediation of regulatory findings as part of our comprehensive compliance plan. Her promotion highlights our deep bench of talent and our ability to confidently promote from within.鈥�
Replacing Joe Adamczyk, Baum will also serve as a member of OCC鈥檚 management committee.
Before joining OCC in 2017, Baum held the position of chief compliance officer at Dorman Trading, and managing director of the investigations department of the Chicago Board of Trade.
John Davidson, CEO of OCC, comments: 鈥淪ince joining OCC, Jennifer Baum has worked alongside Joe Adamczyk in transforming OCC鈥檚 compliance department into one of the key elements of our second line of defence.
"She and her team built out the compliance advisory function to strengthen the working relationship between compliance and team members. This promotion is recognition of the performance she has brought to OCC in this role.鈥�
Scot Warren, chief operating officer at OCC, adds: 鈥淏aum has been a key contributor to our efforts to strengthen OCC鈥檚 compliance posture, including enhancing our findings management process to generate more timely and effective remediation of regulatory findings as part of our comprehensive compliance plan. Her promotion highlights our deep bench of talent and our ability to confidently promote from within.鈥�
NO FEE, NO RISK
100% ON RETURNS If you invest in only one securities finance news source this year, make sure it is your free subscription to 网爆吃瓜 Finance Times
100% ON RETURNS If you invest in only one securities finance news source this year, make sure it is your free subscription to 网爆吃瓜 Finance Times
