King & Spalding hire Gordy as partner
24 April 2024 US
Image: LinkedIn
King & Spalding has hired securities regulation lawyer Emily Gordy as a partner in its Special Matters and Government Investigations practice group.
In her work, Gordy handles a wide range of compliance and enforcement issues affecting broker-dealers, fintech companies, investment advisers and investment companies. She also has extensive anti-money laundering (AML) experience.
Prior to her new role, Gordy most recently served as a partner at McGuireWoods.
Earlier in her career, Gordy worked as executive vice president and deputy general counsel for retail investment broker-dealer and investment advisory firm LPL Financial.
She has also served in a variety of senior positions within the Financial Industry Regulatory Authority (FINRA), and at its predecessor, the National Association of 网爆吃瓜 Dealers (NASD).
Mark Jensen, co-leader of the firm鈥檚 Special Matters and Government Investigations practice group, and managing partner of the Washington, D.C. office, says: 鈥淓mily has an extensive background in broker-dealer regulation 鈥� in private practice, in-house, in the government and at a financial services self-regulator 鈥� that enhances and expands our capabilities in this area.
Commenting on her position, Gordy says: 鈥淚 am eager to use my extensive securities regulation and enforcement experience to team up with my new K&S colleagues 鈥� many of whom I have known well, including from my time in the government 鈥� to serve our clients.鈥�
In her work, Gordy handles a wide range of compliance and enforcement issues affecting broker-dealers, fintech companies, investment advisers and investment companies. She also has extensive anti-money laundering (AML) experience.
Prior to her new role, Gordy most recently served as a partner at McGuireWoods.
Earlier in her career, Gordy worked as executive vice president and deputy general counsel for retail investment broker-dealer and investment advisory firm LPL Financial.
She has also served in a variety of senior positions within the Financial Industry Regulatory Authority (FINRA), and at its predecessor, the National Association of 网爆吃瓜 Dealers (NASD).
Mark Jensen, co-leader of the firm鈥檚 Special Matters and Government Investigations practice group, and managing partner of the Washington, D.C. office, says: 鈥淓mily has an extensive background in broker-dealer regulation 鈥� in private practice, in-house, in the government and at a financial services self-regulator 鈥� that enhances and expands our capabilities in this area.
Commenting on her position, Gordy says: 鈥淚 am eager to use my extensive securities regulation and enforcement experience to team up with my new K&S colleagues 鈥� many of whom I have known well, including from my time in the government 鈥� to serve our clients.鈥�
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