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Santander to acquire Amherst Pierpont in multi-million dollar agreement

20 July 2021 US
Reporter: Carmella Haswell

Santander has announced an agreement to acquire independent fixed-income broker-dealer Amherst Pierpont 利卯郭肱 for US$600 million

Goal Group launches Treaty Rate Manager

20 July 2021 US
Reporter: Maddie Saghir

Goal Group has launched an online withholding tax reference database called Treaty Rate Manager, which provides access to the latest treaty rate information across the globe

First Abu Dhabi Bank partners with State Street

15 July 2021 Abu Dhabi
Reporter: Maddie Saghir

��This partnership between FAB and State Street presents a unique proposition for MENA investors and those who invest in the region," says Ron O��Hanley

Qomply Partners with REGIS-TR as it expands European services

15 July 2021 Luxembourg
Reporter: Carmella Haswell

Qomply announces partnership with Luxembourg-based European trade repository, REGIS-TR as it aims to expand its European coverage

Hana Bank first South Korean bank to clear at LCH ForexClear

14 July 2021 South Korea
Reporter: Alex Pugh

Members and clients of ForexClear benefit from enhanced risk management, as well as margin, capital and operational efficiencies and the move signals ForexClear��s continued growth in the region

Lawyer arrested in connection with ��cum-ex�� investigations

13 July 2021 Switzerland
Reporter: Bob Currie

Hanno Berger, a German lawyer and tax expert accused of being involved in ��cum-ex�� tax infringements, has been arrested in Switzerland according to German and Swiss sources

Nicholas Bone joins Delta Capita as head of post-trade sales

13 July 2021 UK
Reporter: Bob Currie

New appointment aims to reinforce Delta Capita��s offering in post-trade managed services, which represents the next phase in its growth strategy

Exclusive: RMA Conference to be in-person event

12 July 2021 US
Reporter: Justin Lawson

First live event to be held since the RMA / PASLA Asian 利卯郭肱 Lending Conference 2020 was cancelled due to Covid-19

Marie Stringer joins Pirum as client services team leader

09 July 2021 UK
Reporter: SFT

Ex Nomura, Citi and Bailrigg project manager brings prime brokerage, equity finance and asset servicing experience, alongside professional development and change management expertise

Chinese authorities tighten supervision of US-listed mainland companies

08 July 2021 US
Reporter: Bob Currie

Short interest in US-listed Hong Kong and China stocks, as a percentage of public free float, has contracted from 5.67 to 3.81 per cent ytd, but is expected to climb in weeks ahead, predicts S3 Partners.

China Renaissance expands post-trade processing relationship with Broadridge

07 July 2021 China
Reporter: Maddie Saghir

��We have been impressed by the resilience of Broadridge��s systems and, as a technology partner, Broadridge understands and supports multiple markets," says Andy Maynard

Comment: Robinhood hit with record penalties by FINRA

06 July 2021 US
Reporter: Bob Currie

Retail brokerage company forced to pay $70 million for supervisory failures and providing false and misleading information

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