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Rabobank taps Murex for Brazil implementation

24 October 2023 Brazil
Reporter: Lucy Carter

Rabobank has expanded its partnership with Murex, going live with back-office, operations and finance services on the MX.3 platform in Brazil

GLEIF voices support for CPMI LEI recognition

24 October 2023 Switzerland
Reporter: Lucy Carter

The Global Legal Entity Identification Foundation has welcomed the Bank of International Settlements�� Committee on Payments and Market Infrastructures�� advocation for use of the Legal Entity Identifier within ISO 20022 payments

Tonic appoints Ashish Surothia as senior project manager

23 October 2023 UK
Reporter: Klea Neza

Surothia will focus on market and credit risk-related engagements

ESMA and EBA publish joint guidelines consultation paper

23 October 2023 Europe
Reporter: Lucy Carter

The European Banking Authority and the European 利卯郭肱 and Markets Authority have released a consultation paper on two draft joint guidelines under the Markets in Crypto-Assets regulation

ECB identifies material weaknesses in managing credit risk with non-bank counterparties

23 October 2023 EU
Reporter: Bob Currie

This review, conducted in H2 2022, was based on a review of governance and counterparty credit risk management at 23 organisations involved in trading derivatives and securities financing transactions with non-bank counterparts

SEC fines Anson Advisors for short selling violations

20 October 2023 US
Reporter: SFT

The US securities markets regulator found that Toronto-based AAI had violated SEC Rule 105 which prohibits short selling of an equity during a restricted period, typically five business days prior to a covered public offering