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FINRA brings aboard Fleming
13 January 2012 Washington
Reporter: Anna Reitman

FINRA has announced that Gregory Fleming was elected as large firm governor on its board...
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Conifer taps hedge fund veteran for sales team
10 January 2012 New York
Reporter: Anna Reitman

The Conifer Group has announced the appointment of Howard Eisen to join its Íø±¬³Ô¹Ï sales team as it expands its client base to include alternative asset managers of all stripes...
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RBC Dexia hires new securities lending head
08 December 2011 London
Reporter: Anna Reitman

RBC Dexia Investor Services has announced the appointment of Guy d’Albrand as head of securities lending. In his new role, he will be responsible for product......
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SocGen taps Cotella for new exec committee
26 November 2011 Paris
Reporter: Anna Reitman

As part of a new executive committee focused on clients, Massimo Cotella, CEO of SGSS Italy, will be developing new solutions using SGSS' cash and securities liquidity management offerings...
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Vinton to retire as SWS Group EVP
23 November 2011 Dallas
Reporter: Justin Lawson

Paul D. Vinton, executive vice president of SWS Group, is retiring from his role effective December 31, 2011....
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SIFMA appoints new chair


18 November 2011 New York
Reporter: Anna Reitman

SIFMA has announced the election of Jerry del Missier, co-CEO of Barclays capital as chair of the industry association...
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BAML prime brokerage in personnel shake up
18 November 2011 London
Reporter: Anna Reitman

Several redundancies have been reported at Bank of America Merrill Lynch's (BAML) prime brokerage division as part of an overall review...
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