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ESMA backs actions of Irish and Luxembourg regulators on LDI fund resilience

01 December 2022 Ireland, Luxembourg
Reporter: Bob Currie

The Central Bank of Ireland and Commission de Surveillance du Secteur Financier yesterday wrote to managers of GBP LDI funds outlining actions to protect fund resilience, including the impact of market shocks on collateral calls and forced sales

SFTS: UMR Phase 6 is not an ��endpoint�� as firms are set to onboard late

24 November 2022 UK
Reporter: Carmella Haswell

Phase 6 of the Uncleared Margin Rules is expected to continue for a ��long period of time�� as approximately 900 firms are in the monitoring phase and are not ��fully engaged�� in UMR

��Nothing moves that quickly�� when it comes to regulation, SFT Technology Symposium panelist says

23 November 2022 United Kingdom
Reporter: Lucy Carter

During the ��Regulation�� panel, speakers discussed the current state of regulation in the industry, including the relationships between regulators and the market, what clients are looking for and what might lie ahead

Majority of firms are not ready for CFTC Rewrite, says S&P Global Market Intelligence survey

16 November 2022 Global
Reporter: Carmella Haswell

The Global Regulatory Reporting Survey data was collected during August and September 2022 from 89 respondents from banks, asset managers and brokers

Eurosystem sec lending limit raised to ease year-end functioning

11 November 2022 Europe
Reporter: SFT

The European Central Bank has increased the limit for securities lending against cash collateral by Eurosystem central banks from ��150 billion to ��250 billion, following a decision yesterday by the ECB Governing Council

BlackRock expands Voting Choice programme with Proxymity

09 November 2022 US
Reporter: Lucy Carter

BlackRock has announced a partnership with Proxymity to expand its Voting Choice programme, the firm��s proxy voting system, offering a pilot scheme for individual investors in select UK mutual funds

BNP Paribas implements Digital Regulatory Reporting for CFTC swap data

02 November 2022 US
Reporter: Carmella Haswell

The DRR initiative aims to create efficiency as firms adapt their reporting systems to comply with changes to CFTC reporting rules, and to improve the accuracy and consistency of what is reported

ESMA withdraws third-country recognition from six Indian CCPs

02 November 2022 EU
Reporter: SFT

European securities market regulator concludes that cumulative conditions for recognising these third-country CCPs under EMIR have not been met since no cooperation agreements have been established with the relevant Indian market authorities

FCA launches consultation on Big Tech in financial services

25 October 2022 UK
Reporter: SFT

While it does not intend to introduce immediate regulatory changes, the regulator says that this public discussion will inform its treatment of Big Tech firms as a component of a new UK pro-competitive regime for financial markets

Taiwan again tightens short-selling restrictions

24 October 2022 Taiwan
Reporter: SFT

According to new rules applied on Friday by the Financial Supervisory Commission (FSC), restrictions will apply to equity short sales if the share price has fallen by 3.5 per cent or more from its closing price at the previous trading session

REGIS-TR partners with Spain��s Cecabank

18 October 2022 Spain
Reporter: Jenna Lomax

Cecabank has previously worked with REGIS-TR as a long-term provider of regulatory solutions in the Spanish market

SEC drives for commonality of standards across cryptosecurity tokens and other security types

14 October 2022 US
Reporter: Bob Currie

The US regulator observes that from the 10,000 tokens currently issued in the digital asset marketplace, the large majority of these are securities and are covered under existing securities laws

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