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RMA: T+15 minutes could create knock on effects


13 October 2022 RMA Conference 2022
Reporter: Carmella Haswell

Closing day one of the Risk Management Association (RMA) conference, the final set of panellists discussed the proposals submitted to the Íø±¬³Ô¹Ï and Exchange Commission (SEC) by the RMA Íø±¬³Ô¹Ï Lending Council
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Taiwan tightens curbs on short-selling as TAIEX slides


03 October 2022 Taiwan
Reporter: SFT

The Financial Supervisory Commission has limited the volume of intraday securities lending orders to 20 per cent of average daily trading volume over the past 30 days, down from the 30 per cent limit in place previously
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Duco rolls out no-code solution for CFTC Rewrite


29 September 2022 UK
Reporter: Carmella Haswell

The software-as-a-service, no-code platform allows firms to adapt to new requirements brought about by changes to derivatives reporting regulations through the CFTC Rewrite
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UMR Phase 6 implemented today


01 September 2022 Europe
Reporter: Lucy Carter

The last element of a gradual rollout, UMR Phase 6 extends compliance requirements to firms with total notional exposure of €8 billion
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ION Markets launches new solution for compliance


19 July 2022 US
Reporter: Jenna Lomax

ION’s Compliance SaaS solution enables real-time oversight of pre-and post-trading, and offers full coverage of asset types, with an automated compliance checking process and investment transparency
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ESMA issues third statement on LEI requirements of SFTR


14 July 2022 EU
Reporter: Carmella Haswell

The European Íø±¬³Ô¹Ï and Markets Authority recognises a reporting implementation issue with Íø±¬³Ô¹Ï Financing Transactions, finding a significant number of issuers without an LEI