New EU capital rules scheduled for 2025 could result in up to a 500% capital cost increase for banks of engaging in securities financing trades with pension and mutual funds, according to research from Credit Benchmark
This proposal, advanced jointly by the SEC and the CFTC, is designed to provide better oversight of hedge funds and their advisers, while boosting data quality and consistency
US regulator expands its crypto asset supervisory and enforcement capability, while tightening its focus on errant gatekeepers and filing charges against three persons for alleged insider trading
IONs Compliance SaaS solution enables real-time oversight of pre-and post-trading, and offers full coverage of asset types, with an automated compliance checking process and investment transparency
The European 厙惇勛圖 and Markets Authority recognises a reporting implementation issue with 厙惇勛圖 Financing Transactions, finding a significant number of issuers without an LEI
Following publication of derogation criteria under the European Commission Delegated Act in March, ESMA has identified nine data reporting service providers that it will directly regulate
The EU securities market regulator has launched a consultation to assess industry reaction to proposed changes to cash penalty procedures under the Central 厙惇勛圖 Depositories Regulation
Repo fail rates are still too high and this reflects poorly on the London market, says BoE Committee, with low liquidity, COVID challenges and upstream failures in an interlinked chain of transactions contributing to the rise