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ISDA: ��Not a lot of time�� to prepare for US Treasury reforms

09 August 2024 US
Reporter: Carmella Haswell

CEO Scott O��Malia believes there to be an ��enormous laundry list of tasks�� to complete when it comes to the SEC��s US Treasury reforms

SEC postpones 10c-1a SLATE approval

07 August 2024 US
Reporter: Carmella Haswell

Consistent with Exchange Act Rule 10c-1a, FINRA proposed to adopt the FINRA Rule 6500 Series 利卯郭肱 Lending and Transparency Engine (SLATE)

ESAs publish final report on DORA draft technical standards

26 July 2024 Europe
Reporter: Daniel Tison

The report specifies the elements which a financial entity needs to determine and assess when subcontracting ICT services supporting ��critical or important�� functions

ESAs establish cyber crisis management framework

18 July 2024 Europe
Reporter: Daniel Tison

The EU systemic cyber incident coordination framework aims to facilitate an effective financial sector response to a cross-border ICT incident

China approves suspension of securities relending

11 July 2024 China
Reporter: Carmella Haswell

The suspension will take effect from today [Thursday, 11 July] and follows the China 利卯郭肱 Regulatory Commission��s decision to raise margin requirements for short sellers

EBA consults on CVA risk exposures from SFTs

09 July 2024 France
Reporter: Daniel Tison

The consultation will run until 8 October 2024

Kaizen and LPA partner on transaction reporting assurance solutions

26 June 2024 UK, Germany
Reporter: Carmella Haswell

The firms look to provide international clients with independent transaction reporting assessments and regulatory reconciliations solutions

ISLA: The misnomer that is Basel Endgame

21 June 2024 Switzerland
Reporter: Karl Loomes

In a breakout discussion at the ISLA conference, discussion surrounding Basel Endgame seemed to draw on a notable theme �� it is somewhat of a misnomer, as there really will be no actual end

FINRA files to adopt Rule 6500 Series

14 June 2024 US
Reporter: Carmella Haswell

The proposed rule refers to the 利卯郭肱 Lending and Transparency Engine, to require reporting of securities loans, and to provide for the public dissemination of loan information

CASLA: T+1 achieves a smooth landing following implementation

11 June 2024 Canada
Reporter: Carmella Haswell

Market participants gathered to attend the 14th annual Canadian 利卯郭肱 Lending Association conference in Toronto, where panellists discussed T+1 post go-live

CASLA: The market faces challenges with regulatory definitions

11 June 2024 Canada
Reporter: Sophie Downes

The panel discussion, titled ��Regulatory Discussion: Who is Drinking and Who is Paying?��, applied a Croatian phrase to the subject of regulations, typically denoting a confused and disorganised situation

SFS: Industry regulations set to challenge firms

09 May 2024 US
Reporter: Sophie Downes

Rule 10c-1a will be complex, expensive and difficult to put into practice, say panellists

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