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Repo ADV climbs 39.4% YoY for April, says Tradeweb

07 May 2024 US
Reporter: Carmella Haswell

The increase in repo average daily volume traded on the platform was driven by quantitative tightening and a rise in client adoption of Tradeweb��s electronic repo trading platform

Berenberg selects Kaizen for regulatory reporting

17 April 2024 UK, Germany
Reporter: Carmella Haswell

The agreement between the two entities allows the bank to use Kaizen��s ReportShield Accuracy Testing to meet MiFIR reporting requirements

ESAs to run voluntary exercise in preparation for DORA implementation

12 April 2024 Europe
Reporter: Carmella Haswell

The exercise will help to collect registers of information of contractual arrangements on the use of ICT third-party service providers by financial entities

UK government gives the go-ahead for move to T+1

02 April 2024 UK
Reporter: Carmella Haswell

The Accelerated Settlement Taskforce report recommends that the UK should aim to move to T+1 no later than the end of 2027 �� the government ��fully endorses�� this as firms require sufficient time to prepare for the transition

ESMA reports mixed feedback on shortening settlement cycle

22 March 2024 Europe
Reporter: Sophie Downes

Participants highlighted the need for a clear signal from the regulatory front at the start of the work and clear coordination between regulators and the industry

Buy-side associations file lawsuit against US SEC to vacate Dealer Rule

19 March 2024 US
Reporter: Carmella Haswell

NAPFM, AIMA AND MFA say by ��failing to definitively and accurately define what a dealer is�� the Dealer Rule may deter regulated market participants from engaging in investment activity in various asset classes

PASLA: SFTR 2.0 coming to Europe with regulatory updates

07 March 2024 Singapore
Reporter: Carmella Haswell

SFTR 2.0 is likely to be rolled out when there is a new mandate from the European Commission in 2025 and could incorporate a tax element, following tax abuse scandals across Europe

BCBS proposes action on ��window dressing�� in G-SIB reporting

07 March 2024 Switzerland
Reporter: Bob Currie

Basel Committee considers requiring banks falling into scope of the Global Systemically Important Bank (G-SIB) framework to report G-SIB indicators based on average values over the reporting year, rather than by using year-end values

Buy-side associations file opening brief challenging SEC rules

06 March 2024 US
Reporter: Bob Currie

AIMA, the MFA and NAPFM argue through their legal action that the SEC��s "defective rulemaking process" produced flawed, inconsistent rules relating to short selling and short position reporting that will harm investors and the markets

Basel III capital ratios ��largely stable�� for largest global banks, BIS finds

06 March 2024 Switzerland
Reporter: SFT

The Bank of International Settlements reports that after-tax profits for largest internationally active banks had grown to a record ��279 billion at end of H1 2023, while LCR coverage has improved to 137 per cent for G-SIBs

FCA highlights AML failings in ��Dear CEO�� letter

06 March 2024 UK
Reporter: Bob Currie

The UK financial conduct regulator has written to company heads outlining weaknesses in their controls to prevent financial crime and instructing that they must take necessary steps to address these shortcomings

FSB proposes measures to strengthen Too Big to Fail framework in Switzerland

29 February 2024 Switzerland
Reporter: Bob Currie

Following the Credit-Suisse-UBS merger, these steps include strengthening the G-SIB recovery and resolution framework and reinforcing the supervisory framework, invention powers and resources accorded to FINMA

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