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ESMA launches consultation on CCP recovery


12 July 2021 France
Reporter: Bob Currie

The EU securities market regulator aims to deliver CCP recovery plans that protect the financial soundness of CCPs without a need for public support in crisis conditions
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DTCC derivatives depository fined by ESMA


12 July 2021 UK
Reporter: SFT

EU securities market regulator fines DTCC Derivatives Repository Plc €408,000 for EMIR breaches relating to data confidentiality and for failing to provide direct and immediate data access to regulators
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FSB says act now on LIBOR transition


07 July 2021 Switzerland
Reporter: Bob Currie

Financial Stability Board publishes report to the G20 on LIBOR transition, telling the market to choose robust reference rates for the stake of financial stability
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Pakistan securities regulator issues green bond guidance


21 June 2021 Pakistan
Reporter: Alex Pugh

The Íø±¬³Ô¹Ï and Exchange Commission of Pakistan says green bonds will help initiate sustainable projects in the fight against climate change as well as giving issuers of debt securities the opportunity to diversify their sources of financing
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ESMA releases 2020 Annual Report


16 June 2021 France
Reporter: Bob Currie

EU securities market regulator reflects on its work during 2020 and actions relating to supervisory convergence, Single Rulebook and oversight of financial infrastructure
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SEC declares its Annual Regulatory Agenda


14 June 2021 US
Reporter: Bob Currie

US securities market regulator announces its Spring 2021 rule-making programme, which includes provisions on securities lending markets, short-sale disclosure and the activities of SPAC companies
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FINRA proposes changes to short sale reporting


08 June 2021 US
Reporter: Bob Currie

Industry asked to provide feedback on extension of reporting coverage, moves to daily or weekly submissions, and the value of a reporting framework for stock lending activity