利卯郭肱

Leading the Way

Global 利卯郭肱 Finance News and Commentary

News by section

Latest news

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

ESG

All regulation news

Clearstream gains CSDR licence for ICSD

13 April 2021 Germany
Reporter: Alex Pugh

The post-trade service provider has been granted a CSDR licence for three of four CSD entities

ESMA publishes final report on TR transparency consultation

09 April 2021 France
Reporter: Drew Nicol

The report and complementary guidance notes for TRs formalises previously communicated updates to the requirements for the scope, frequency and format the information to be shared with stakeholders and regulators under SFTR and EMIR

Yellen revives hedge fund oversight committee

07 April 2021 US
Reporter: Alex Pugh

The new treasury secretary��s decision to look at the way hedge funds act as stressors on the markets may be a sign of incoming increased scrutiny under the Biden administration

UK regulator extends LEI reporting deadline

06 April 2021 UK
Reporter: Alex Pugh

ISLA says it hopes that a similar reprieve will come from the European regulator before the 12-month grace period lapses next week

Two new cum-ex investigations confirmed by UK regulator

06 April 2021 UK
Reporter: Drew Nicol

Despite the FCA��s tough talk, FOIs by SFT and Rahman Ravelli show the agency has not opened new investigations into any organisations for more than a year, and only two into individuals since 2019

EACH responds to the EC Inception Impact Assessment on CSDR Review

01 April 2021 Belgium
Reporter: Maddie Saghir

The association is pushing for the EC to review the current CSDR SDR in line with stakeholder comments to ensure that SDR is also implemented as one legislation

SRD II still in early stages of ��full and seamless adoption��, says Broadridge

01 April 2021 UK
Reporter: Maddie Saghir

Over the next 12 months, Broadridge hopes many of the current operational challenges will be resolved but expects an ongoing high focus in this area, especially for global intermediaries

FCA to launch SPAC consultation

31 March 2021 UK
Reporter: Alex Pugh

Increased scrutiny and potential regulations of UK SPACs may choke off a valuable revenue stream for securities lending participants

Saudi Arabia finalises new SBL and short selling rules

29 March 2021 Saudi Arabia
Reporter: Drew Nicol

The Tadawul and Edaa have signed-off the country��s new securities lending and short selling rules framework following the public consultation last year, with several restrictions on on-lending and market participation scrapped

ESMA launches MMF consultation to review 2020 market stress

26 March 2021 France
Reporter: Drew Nicol

Following the COVID-19 market stress experienced by money markets in March 2020, the EU regulator is considering four wide-ranging proposals for rule changes to shore-up liquidity buffers and transparency

Broadridge partners with AccessFintech

23 March 2021 US
Reporter: Maddie Saghir

In the current market environment, the process of resolving settlement failures is manual, which Broadridge explains leads to greater operational risk, inefficiency, a challenging user experience, and regulatory non-compliance under CSDR requirements

SLR exemptions will lapse, Fed says

23 March 2021 US
Reporter: Alex Pugh

The nation��s federal banking regulator is considering tweaking 2014��s supplementary leverage ratio

Get in touch

Home

RSS feed

News

Industry

Technology

People moves

Regulation

Buy side

Repo

Derivatives

Magazine